Organization

Professional Expectations Resources/Tools
Your P&P Your Tools Other

					Organizational Chart
					Charter
					Audit Committee
					Audit Policies & Procedures
					Budget

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Governance

Professional Expectations Resources/Tools
Your P&P Your Tools Other

					Definition
					Responsibilities Internal Audit

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Services Provided

Professional Expectations Resources/Tools
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					Internal Auditing
					Code of Ethics
					Services Provided
					Assurance Services
					Consulting Services
					Outside Services - Using

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Professional Responsibilities

Professional Expectations Resources/Tools
Your P&P Your Tools Other

					Independence & Objectivity
					Due Professional Care
					Fraud
					Purpose, Authority, Responsibilities
					Conflict of Interest
					Confidentiality
					Quality Assurance
					Supervision
					Skills

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Audit Planning - MACRO/Global

Professional Expectations Resources/Tools
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					Audit Planning - MACRO/Global
					Coordination
					Risk Assessment
					Work Schedule
					Staffing
					Resource Management
					Using Outside Services
					Approval - Audit Plan
					Reporting Plan to Executive Management/Board

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Audit Process - Planning

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					Audit Plan - Auditable Entity
					Notification
					Risk Based
					Scope of Work
					Audit Program
					Scheduling
					Preliminary Survey
					Background Information
					Opening Conference
					Analytical Auditing Procedures
					Control Self Assessment

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Audit Process - Fieldwork

Professional Expectations Resources/Tools
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					Working Papers
					Audit Evidence
					Audit Tests
					Audit Findings - Developing
					Closing Conference
					Analytical Auditing Procedures

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Audit Process - Reporting

Professional Expectations Resources/Tools
Your P&P Your Tools Other

					Assurance Engagements
					Consulting Engagements
					Using "Conducted in ... " Statement
					Approval
					Distribution

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Audit Process - Follow Up

Professional Expectations Resources/Tools
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					Follow Up

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Audit Files

Professional Expectations Resources/Tools
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					Controlling & Retention

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Reporting - Audit Committee

Professional Expectations Resources/Tools
Your P&P Your Tools Other

					Senior Management & Audit Committee
					External of Organization
					Activity Reports

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Quality Assurance

Professional Expectations Resources/Tools
Your P&P Your Tools Other

					Quality Assurance & Improvement Program
					Internal Assessments
					External Assessments
					Assessment With Independent Validation
					Using "Conducted in ... " Statement

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Training

Professional Expectations Resources/Tools
Your P&P Your Tools Other

					Policy

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Administration

Professional Expectations Resources/Tools
Your P&P Your Tools Other

					Job Descriptions
					Performance Appraisals
					Timekeeping

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Pricing information:

We will build Your Tool Box, including YOUR Policies & Procedures on a private web site for the price of a Pre-QAR (one year site access; extension option available)
Pre-QAR performed
One year subscription to YourIAM, an on-line internal audit manual for each staff member
Future in-house seminars designed and delivered at reduced fees

Audit Services ^Tel:615-790-9858 ^Fax: 775-256-4946

^{PO Box} 681387, Franklin, TN 3706

Email: roger@auditservices.com

©2010 Audit Services