Interviews/Conversations and Surveys of

Selected members of management, including CEO

Audit Committee of the Board of Directors

Internal Audit Staff

External Auditors

Others as deemed appropriate

Review of selected audit files

Working papers documenting work of staff

Appropriateness of planning, fieldwork and reporting phases of audit

Examination of other relevant information (reports, etc.), as deemed appropriate.

Discussions with external auditors about any relevant events

Related Subjects:

Interviewing Executive Management & Audit Committee

Survey Internal Audit Staff

Survey Clients

Audit File Reviews

Evaluate Staff Skill Sets

Training Program

Internal Audit Policies & Procedures

Seminars/Training