Deficiency Findings Seminar

This seminar discusses what information should be collected under varying circumstances.

The appropriateness of analytical auditing.

The importance of documentation, etc.

Also, the responsibilities for reporting and following up on deficiencies are discussed.

DEFINITION - AUDIT FINDING

TYPES OF AUDIT FINDINGS

INFORMATION TO BE COLLECTED

CHARACTERISTICS OF A GOOD DEFICIENCY FINDING

DEVELOPING A DEFICIENCY FINDING

DOCUMENTING DEFICIENCY FINDINGS

COMMUNICATING DEFICIENCIES

FOLLOW-UP REQUIREMENTS